§ 33 of the German Securities Trading Act (WphG) constitutes the following: „If through acquisition or disposition or otherwise someone reaches, surpasses or falls below a threshold of 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50%, or 75% of voting rights in a quoted company, of which Germany ist he country of origin a notification has to be made without delay to the company and the Bundesanstalt.”
As for warrants of deposit which constitute a substitute to shares, the holder of the warrants is obliged to make the notification.“

ADLER Real Estate AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

ADLER Real Estate AG

30.04.2019 / 12:18
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: ADLER Real Estate AG
Street: Joachimsthaler Straße 34
Postal code: 10719
City: Berlin
Germany
Legal Entity Identifier (LEI): 529900Y6QFNN3D363B76

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Voluntary group notification due to crossing a threshold on subsidiary level.

3. Details of person subject to the notification obligation
Natural person (first name, surname): Klaus Wecken
Date of birth: 09 March 1951

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
25 Apr 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 14.97 % 1.41 % 14.97 % 71063622
Previous notification 14.66 % 0 % 14.66 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005008007 8507638 2129550 11.97 % 2.997 %
Total 10637188 14.97 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Reassignment right relating to a securities loan at any time 1000000 1.41 %
    Total 1000000 1.41 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Klaus Wecken 11.97 % % 11.97 %
Wecken & Cie. % % %
Care4 AG % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
29 Apr 2019



30.04.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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